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9 results found on your search for

Compliance Specialist jobs in Rock Hill, SC

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LPL Financial - Fort Mill, SC
The Compliance, Legal & Risk (CLR) department within LPL Financial is currently seeking a Senior Compliance Specialist to join the Business Process Outsourcing (BPO) team.Business Process Outsourcing (BPO) is the centralized group for operationalizing all offshored CLR functions. Performance Assurance reviews, conducted by the PA Team, enhance the program by assessing ..


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Sr. Compliance Specialist – Compliance, Legal & Risk, Business Process Outsourcing (BPO)
Fort Mill, SC
The Compliance, Legal & Risk (CLR) department within **MEMBERS ONLY**SIGN UP NOW*** is currently seeking a Senior Compliance Specialist to join the Business Process Outsourcing (BPO) team.Business Process Outsourcing (BPO) is the centralized group for operationalizing all offshored CLR functions. Performance Assurance reviews, conducted by the PA Team, enhance the program by assessing ..

Last verified - 1 day(s) 1 hour(s) ago



Compliance Audit Specialist (Evaluation and Management)
Spartanburg, SC
Position Summary: Under the direction of the Privacy Officer & Compliance Director and the Senior Compliance Audit Specialists, the Compliance Audit Specialist (CAS), Evaluation and Management (E&M), serves in a consultative role to the organization for all aspects of provider coding, billing and education. The position enhances provider documentation, coding and ..

Last verified - 1 day(s) 2 hour(s) ago



Compliance Program Implementation Specialist
Charlotte, NC
Job Description: The Compliance Policy Implementation Specialist, under supervision of a Policy Implementation leader, contributes to the successful implementation of the Global Compliance Enterprise Policy ("GC Policy") compliance management activities by compliance officers. This role may communicate with and resolves questions and concerns of compliance officers. The Compliance Policy Implementation Specialist ..

Last verified - 1 day(s) 14 hour(s) ago



Compliance Trade Surveillance/Testing Specialist
Charlotte, NC
Job Description: The Testing Specialist, under supervision, conducts independent transactional and process testing on a team in support of needs identified by Compliance and Operational Risk Officers. The Testing Specialist is accountable for quality testing execution, reporting and analysis of results. This role may participate in test script development and test ..

Last verified - 1 day(s) 13 hour(s) ago



Compliance Trade Surveillance (Testing Specialist)
Charlotte, NC
Job Description: The Compliance Trade Surveillance (Testing Specialist) conducts independent transactional and process testing (insider trading reviews) on a team in support of needs identified by Compliance and Operational Risk Officers. The Compliance Trade Surveillance (Testing Specialist), is accountable for quality testing execution, reporting and analysis of results. This role may ..

Last verified - 1 day(s) 13 hour(s) ago


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Compliance and Operational Risk Specialist
Charlotte, NC
Job Description: The Compliance and Operational Risk Specialist assists the Compliance and Operational Risk officer team in activities to contribute to the independent compliance and operational risk oversight of Front Line Unit (“FLU”) and Control Function (“CF”) performance and any related third party/vendor relationships in alignment with the Global Compliance Enterprise ..

Last verified - 1 day(s) 13 hour(s) ago



Tableau Data Analyst/Compliance Specialist
Charlotte, NC
Job Description: Job Description Ability to think strategically in connecting data flows into big picture business outcomes. Ability to extract data using a variety of commercially available tools including MS Excel, Teradata, building data models in tableau for dashboard design. Ideal fit will be proficient in Excel and tableau, comfortable with ..

Last verified - 1 day(s) 13 hour(s) ago



Compliance Specialist
Charlotte, NC
Job Description: The Compliance and Operational Risk Specialist assists the Compliance and Operational Risk officer team in activities to contribute to the independent compliance and operational risk oversight of Front Line Unit (“FLU”) and Control Function (“CF”) performance and any related third party/vendor relationships in alignment with the Global Compliance Enterprise ..

Last verified - 1 day(s) 14 hour(s) ago



REGULATORY AFFAIRS SPECIALIST
Greenville, SC
Job Summary In collaboration with and under supervision of the Manager, Clinical Research, ensures that the clinical research protocols and related documents of the clinical research unit are submitted for regulatory review in accordance with Federal Regulations and GHS Policies and Procedures. Supervisory/Management Responsibilities This is a non-management job that will ..

Last verified - 1 day(s) 14 hour(s) ago


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