Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Interior Designer

example: Minneapolis, MN or 55401

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Senior-Level Compliance

The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm\'s code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm\'s audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.

The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.

Search related to:

Compliance Administrator
Compliance Analyst
Compliance Assistant
Compliance Associate
Compliance Auditor
Compliance Director
Compliance Engineer
Compliance Examiner
Compliance Inspector
Compliance Management
Compliance Manager
Compliance Officer
Compliance Vice President

Related Jobs 389 matches

  • Senior Compliance Analyst
    Charlottesville, VA
    A Charlottesville division of General Dynamics (GD) is looking for a Senior Compliance Analyst who is responsible for duties including, but not limited to: • Overseeing the organizations efforts for audit objectives within Sarbanes-Oxley, internal audit, external audit, and government compliance (DCMA and DCAA). • Assisting with the creation of..



  • Buyer Senior/Specialist/Purchasing Agent (International Trade Compliance Analyst)
    Groton, CT
    Seeking a subject matter expert in International Trafficking in Arms Regulations (ITAR), Export Administration Regulations (EAR) and applicable non-US trade regulations. This individual will provide support to the Materials Management organization on adherence to Company policies and procedures regarding import/export compliance. Responsibilities include: develop and implement Department compliance procedures in..



  • Senior Regulatory Affairs Associate/Regulatory Affairs Associate
    Cranbury, NJ
    Senior Regulatory Affairs Associate/Regulatory Affairs Associate The world’s largest pharmaceuticals market is also the biggest market for Sun Pharma. We have been present in the US since 1996, working with the country’s healthcare system with a focus on generics, branded generics and over-the-counter (OTC) products. We are valued suppliers to..



  • Chief Privacy Officer (Senior Director)
    Burlington, MA
    Job ID 1-26417 Location US MA Burlington Category Legal - All Openings Pos. Type Full Time Division G&A (Including IT) More information about this job: Company Overview: At Nuance, we empower people with the ability to seamlessly interact with their connected devices and the digital world around them. We are..



  • Senior Compliance Officer - CBWM Compliance Automated Monitoring (Columbus, OH)
    Columbus, OH
    Senior Compliance Officer – CBWM Compliance Automated Monitoring (Columbus, OH)','160101989','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial..




Senior Level Compliance Jobs Video

  
Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives






Browse Jobs  |   Search Jobs by Industry  |   Our Sites