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WOOF! You may sniff out more results if you use a synonym for "Senior Compliance"—employers may often use formal or informal terms to describe a job. Try all synonyms in your searches for best results!  OR  Browse jobs
19 results found on your search for

Compliance Senior jobs in Stamford, CT

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Cyber Identity & Access Management Senior Consultant – – Active Directory Administration / Network Architecture Engineers
Stamford, CT
19,231 Deloitte Cyber Identity & Access Management Senior Consultant – – Active Directory Administration / Network Architecture Engineers in Stamford Connecticut Deloitte & Touche LLP's ("Deloitte & Touche's") Risk & Financial Advisory business has a risk-based approach, experienced professionals, comprehensive methodologies, and technical resources. Deloitte & Touche's services combine competency and ..

Last verified - 11 day(s) 23 hour(s) ago



Senior Compliance Analyst
Greenwich, CT
Job Description and Responsibilities Interactive Brokers LLC is looking for a Senior Compliance Analyst, to fill a position which requires familiarity with SEC, FINRA, CFTC and NFA rules and regulations and appropriate experience at a regulatory agency, exchange, broker-dealer or FCM.   Interactive Brokers LLC is an SEC-registered broker-dealer and a CFTC-registered futures commission merchant, ..

Last verified - 1 day(s) 6 hour(s) ago



Compliance, Senior Associate, Field Operations and Supervision
White Plains, NY
  A career at New York Life offers many opportunities. To be part of a growing and successful business. To reach your full potential, whatever your specialty. Above all, to make a difference in the world by helping people achieve financial security. It's a career journey you can be proud of, ..

Last verified - 0 day(s) 16 hour(s) ago



Compliance Senior \u2013 Americas
New York City, NY
Overview Reporting to the VP Compliance -this role will be based in New York City, working with a prestigious global advertising network.  This role is integral in maintaining and supporting the integrity and effectiveness of the Company's control environment and SOX Compliance program across the Americas.  Responsibilities Work you will do \u2013 Demonstrate understanding ..

Last verified - 0 day(s) 21 hour(s) ago



Compliance Risk Senior Associate - BRS
New York City, NY
Compliance Risk Senior Associate - BRS','042686','!*!Grant Thornton is a collaborative, entrepreneurial firm on the move! As part of a dynamic, global organization of more than 42,000 people serving clients in more than 120 countries, we have the agility and focus it takes to be a leader.    Compliance Risk Senior Associate ..

Last verified - 1 day(s) 12 hour(s) ago


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Senior Compliance Analyst or Assistant Vice President, Compliance (Depending on Experience)
New York City, NY
Responsibilities The individual will have responsibility to ensure all marketing materials are in compliance with internal policies and regulatory requirements. He/She will be one of the contacts for the Client Relations (including Diligence Services, Marketing Programs & Collateral, Client Services and Portfolio Analysis & Reporting teams) and Corporate Communications/Investor Relations departments. In ..

Last verified - 0 day(s) 23 hour(s) ago



Senior Market Compliance Consultant
New York City, NY
Req ID: 58093BR Position Summary: Collaborates with local market business units and corporate functions (e.g. compliance, legal, and relevant business areas) to ensure compliance with applicable state and federal regulatory requirements impacting the business. Job Responsibilities: Provides end-to-end cross functional monitoring, including directing and influencing business functions outside of direct reporting ..

Last verified - 1 day(s) 1 hour(s) ago



Strategic Risk - Regulatory Compliance and Cost Study, Senior Manager
New York City, NY
19,231 Deloitte Strategic Risk - Regulatory Compliance and Cost Study, Senior Manager in New York New York Deloitte is one of the leading professional services organizations in the United States specializing in audit, tax, consulting, and financial advisory services with clients in more than 20 industries. We provide powerful business solutions ..

Last verified - 12 day(s) 19 hour(s) ago



Compliance, Regulatory Practice Group, Regulatory Engagement, Senior Analyst/Analyst
New York City, NY
... Regulatory Practice Group, Regulatory Engagement, Senior Analyst/Analyst in New York New ... New York team as a Senior Analyst / Analyst. RESPONSIBILITIES AND ... U.S. banking regulators and internal senior level stakeholders Coordination of meetings ... and related materials for a senior-level firm committee Onboarding of the ... function..

Last verified - 1 day(s) 7 hour(s) ago



Senior Compliance Specialist
New York City, NY
  A career at New York Life offers many opportunities. To be part of a growing and successful business. To reach your full potential, whatever your specialty. Above all, to make a difference in the world by helping people achieve financial security. It's a career journey you can be proud of, ..

Last verified - 0 day(s) 16 hour(s) ago


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