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Counsel- (Pershing)
Pennington, NJ

J.D. from an accredited law school and current membership in a state bar.

Salary Information
The salary for this position is competitive, based on experience.

Summary
Company is looking for a Vice President, Counsel to join the Pershing Legal team and provide legal support to the broker-dealer and registered investment adviser. Candidates should have at least 3 years of legal experience, with a focus on contracts and investment advisory and/or broker-dealer issues. The salary for this position is competitive, based on experience.

Job Requirements
Company is seeking a Vice President, Counsel with the following qualifications:

3 years minimum, 5 years preferred legal experience with a focus on contracts and investment advisory and/or broker-dealer issues.
Experience with a Broker-Dealer, Registered Investment Adviser or regulatory agency preferred.
Excellent oral and written communication skills, including strong presentation abilities.
Strong interpersonal skills to influence and impact business decisions.
Ability to work in a fast-paced, dynamic environment that requires hands-on support and business teamwork.
An ideal candidate has in-house counsel experience in securities law.
J.D. from an accredited law school and current membership in a state bar.

Job Responsibilities
The Vice President, Counsel will be responsible for the following:

Reporting to a Associate General Counsel on the Pershing Legal Team and serve as a key adviser to the business.
Manage and negotiate contracts for Pershing for a variety of advisory, technology, and operational services.
Provide general legal support to the broker-dealer and registered investment adviser as needed.
Advise on new product development and regulatory risk management decisions.
Provides business management and associates with advice and guidance in identifying the critical problems to which the application of legal principals yields the greatest opportunities for minimizing risks and maximizing profits.
Keep informed on legislation and rulemaking affecting business operations and developments in corporate and securities law practice, updating the team and management as appropriate.
Collaborate with business leaders and associates to develop legal and regulatory best practices.

Salary
The salary for this position is competitive, based on experience.

Job Summary
Company is looking for a Vice President, Counsel to join the Pershing Legal team. The successful candidate will provide legal support to the broker-dealer and registered investment adviser, manage and negotiate contracts, advise on new product development and regulatory risk management decisions, and collaborate with business leaders and associates to develop legal and regulatory best practices. The salary for this position is competitive, based on experience.

Job Requirements

To be successful in this role, candidates must possess:

3 years minimum, 5 years preferred legal experience with a focus on contracts and investment advisory and/or broker-dealer issues.
Experience with a Broker-Dealer, Registered Investment Adviser or regulatory agency preferred.
Excellent oral and written communication skills, including strong presentation abilities.
Strong interpersonal skills to influence and impact business decisions.
Ability to work in a fast-paced, dynamic environment that requires hands-on support and business teamwork.
An ideal candidate has in-house counsel experience in securities law.
J.D. from an accredited law school and current membership in a state bar.

Salary
The salary for this position is competitive, based on experience.

Overview
Company is seeking a Vice President, Counsel to join the Pershing Legal team. The successful candidate will provide legal support to the broker-dealer and registered investment adviser, manage and negotiate contracts, advise on new product development and regulatory risk management decisions, and collaborate with business leaders and associates to develop legal and regulatory best practices. The salary for this position is competitive, based on experience.

Job Description
As Vice President, Counsel, you will:

Report to a Associate General Counsel on the Pershing Legal Team and serve as a key adviser to the business.
Manage and negotiate contracts for Pershing for a variety of advisory, technology, and operational services.
Provide general legal support to the broker-dealer and registered investment adviser as needed.
Advise on new product development and regulatory risk management decisions.
Provides business management and associates with advice and guidance in identifying the critical problems to which the application of legal principals yields the greatest opportunities for minimizing risks and maximizing profits.
Keep informed on legislation and rulemaking affecting business operations and developments in corporate and securities law practice, updating the team and management as appropriate.
Collaborate with business leaders and associates to develop legal and regulatory best practices.

Qualifications

To be successful in this role, candidates must possess:

3 years minimum, 5 years preferred legal experience with a focus on contracts and investment advisory and/or broker-dealer issues.
Experience with a Broker-Dealer, Registered Investment Adviser or regulatory agency preferred.
Excellent oral and written communication skills, including strong presentation abilities.
Strong interpersonal skills to influence and impact business decisions.
Ability to work in a fast-paced, dynamic environment that requires hands-on support and business teamwork.
An ideal candidate has in-house counsel experience in securities law.






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