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Internal Audit - Compliance & Legal, Vice President
Salt Lake City, UT

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Job Title: Vice President - Internal Audit, Compliance & Legal

Company: **MEMBERS ONLY**SIGN UP NOW***.

Department: Internal Audit

Location: Salt Lake City, Utah, United States

Salary: $120,060

Experience: 8 years in internal audit or compliance, 7 years in financial services industry

H1: Join Our Team as Vice President of Internal Audit at Goldman Sachs

H2: About Goldman Sachs

Goldman Sachs is a leading global investment banking, securities, and investment management firm with a diverse client base including corporations, financial institutions, governments, and individuals. Founded in 1869, our headquarters are in New York with offices in major financial centers worldwide. Our commitment to our people, capital, and ideas helps us serve our clients, shareholders, and communities and grow together.

Why Join Our Team?

- Our people are our greatest asset and we are committed to their growth and success both professionally and personally.
- We offer a wide range of financial services and have unique insight into the financial industry and its products and operations.
- We foster a collaborative and supportive work environment with flexible working options and wellbeing and resilience offerings.
- We are committed to diversity and inclusion and offer opportunities for professional and personal growth through training, development, and firmwide networks.
- We offer competitive benefits, personal finance offerings, and mindfulness programs for our employees.

The Role

As the Vice President of Internal Audit, Compliance & Legal, you will play a critical role in ensuring that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring compliance with laws and regulations, and advising management on developing smart control solutions. You will have a unique insight into the financial industry and its products and operations and will work with a diverse team of professionals from various backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists.

Responsibilities

- Develop and maintain an in-depth understanding of business areas, its products, and supporting functions.
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
- Follow-up on open audit issues and their resolution.

Skills and Experience

- Approximately 8 years of experience in internal audit or compliance.
- Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
- Strong understanding of compliance program components, risk and control processes.
- Understanding of internal audit processes as related to a large financial institution.
- Project management experience, including oversight and leadership of junior staff.
- Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly.
- Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership.
- Accurate, accountable and able to multitask while managing both time and workload.
- Approximately 7 years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry.
- 4-year degree in finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus.
- Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.

Join Our Team

At Goldman Sachs, we believe that who you are makes you better at what you do. We are committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally. We offer a supportive and collaborative work environment with flexible working options and a wide range of benefits for our employees.

We are committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more about our commitment to diversity and inclusion and our recruiting process on our website.

Join our team as Vice President of Internal Audit, Compliance & Legal and be a part of a leading global investment banking, securities, and investment management firm. Apply now!






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