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Trust Compliance Counsel
Saint Louis, MO Ability to travel up to 10% of the time **MEMBERS ONLY**SIGN UP NOW*** is a privately owned financial services firm headquartered in St. Louis, Missouri, United States. It provides financial services in the U.S. and Canada, through its affiliate, **MEMBERS ONLY**SIGN UP NOW*** Canada. The firm focuses solely on individual investors and small-business owners. **MEMBERS ONLY**SIGN UP NOW*** is the largest brokerage firm in the U.S. in terms of number of financial advisors and offices. Summary: The Trust Compliance Counsel position at **MEMBERS ONLY**SIGN UP NOW*** is a dynamic role that requires strong collaboration, innovative thinking and adaptability. Based in the firm's headquarters in St. Louis, MO, this position involves working with various internal departments to support the growth of the Trust Company's business. The primary focus of this role is to maintain and evolve the compliance program for the Trust Company, which has over 4,000 accounts and $5 billion in assets. The ideal candidate will possess a J.D. and active law license, at least 3 years of legal and/or compliance experience, and knowledge of fiduciary principles and regulations. This position offers a competitive salary range of $113,810 to $193,785, as well as benefits, bonuses and profit sharing. The Trust Compliance Counsel will play a key role in driving the success of the Trust Company and will have the opportunity to work on significant enterprise-level initiatives. Job Title: Trust Compliance Counsel Experience: - At least 3 years of legal and/or compliance experience required - Previous involvement in significant projects and initiatives preferred - Ability to develop strong partnerships at all levels and across various areas in Compliance and the organization Salary Information: - Hiring Minimum: $113,810 - Hiring Maximum: $193,785 Location: - Headquarters in St. Louis, MO Responsibilities: - Provide compliance advice and guidance to support the Trust Company's program - Engage in enterprise-level initiatives - Investigate and resolve compliance issues - Interpret laws and regulations affecting the organization - Coordinate and conduct assessments of policies, procedures and controls - Assist in executing the Compliance Testing Program - Aid in the preparation of regulatory disclosures and filings - Conduct due diligence and oversight of third-party service providers - Support regulatory examinations Requirements: - J.D. and active law license - Knowledge of fiduciary principles and regulations - Ability to analyze and solve complex matters - Highly organized and adaptable to change - Strong communication and interpersonal skills - Exceptional judgment and integrity - Ability to travel up to 10% of the time About the Company: **MEMBERS ONLY**SIGN UP NOW*** is a privately owned financial services firm headquartered in St. Louis, Missouri. It provides financial services in the U.S. and Canada, focusing on individual investors and small-business owners. With the largest number of financial advisors and offices in the U.S., **MEMBERS ONLY**SIGN UP NOW*** is a leader in the brokerage industry. H1: Trust Compliance Counsel at **MEMBERS ONLY**SIGN UP NOW***: A Dynamic Role in Maintaining and Evolving Compliance H2: Join Our Team and Make a Positive Impact on Clients and Communities Are you a skilled attorney with experience in legal and compliance? Do you thrive in a collaborative and innovative environment? If so, the Trust Compliance Counsel position at **MEMBERS ONLY**SIGN UP NOW*** may be the perfect fit for you. This role offers the opportunity to work with various internal departments, support the growth of the Trust Company's business, and have a direct impact on clients and communities. At **MEMBERS ONLY**SIGN UP NOW***, we value and respect our associates and their contributions. We offer a competitive salary range of $113,810 to $193,785, as well as benefits, bonuses and profit sharing. Our total compensation approach promotes a long-term career, financial security and well-being. Join us at our headquarters in St. Louis, MO and become a part of the largest brokerage firm in the U.S. focused on individual investors and small-business owners. With a J.D. and active law license, at least 3 years of legal and/or compliance experience, and knowledge of fiduciary principles and regulations, you will play a key role in driving the success of the Trust Company. Apply now and be a part of our dynamic and growing organization. |
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