Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Java Developer

example: Jersey City, NJ or 07097

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Compliance Assistant

The compliance assistant identifies functions and business practices requiring compliance activities and assists the compliance officer. He designs, develops, implements, and evaluates the compliance program and monitors its implementation. The compliance assistant revises the compliance program in response to the changing needs of the organization, laws, and governmental policies. The compliance assistant plans, develops, implements, and evaluates the compliance plan and the related activities to ensure they promote an institutional culture favorable to compliance. The compliance assistant may have to help his boss to coordinate with other organizational functions such as human resources, legal affairs, and others, educational and training programs focusing on the elements of the compliance program to ensure that the whole staff is knowledgeable of and comply with applicable federal, state, and industry standards.

The compliance assistant is required to have a bachelor\'s degree and about 2-3 years of experience in the legal field dealing with regulatory laws and standards.

Search related to:

Compliance Administrator
Compliance Analyst
Compliance Associate
Compliance Auditor
Compliance Director
Compliance Engineer
Compliance Examiner
Compliance Inspector
Compliance Management
Compliance Manager
Compliance Officer
Compliance Vice President
Senior-Level Compliance

Related Jobs 45 matches

  • Compliance Assistant
    Exeter, County of Devon, United Kingdom
    The role **MEMBERS ONLY**SIGN UP NOW*** are seeking a Compliance Assistant to join the Professional and Financial Risks department based in our Exeter office. This is a full time and permanent position. As a Compliance Assistant you will provide an efficient and effective service by assisting the internal risk and compliance team..



  • Assistant Branch Compliance Manager
    Beijing, Beijing, China
    Assistant Branch Compliance Manager','0000AB8W','!*!   A Career with HANGSENG-CN   Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-caliber..



  • Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange or Futures)
    New York City, NY
    Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange or Futures)','0000A1W1','!*!The individual will be part of the overall Capital Markets Surveillance program within the US. Market Surveillance develops, maintains and conducts surveillance reviews relating to potential market abuse and market conduct issues. This individual will mainly be..



  • Assistant Vice President, Compliance Risk Manager
    San Francisco, CA
    Governance/Oversight:Maintain and update as necessary the Bank’s Compliance Policy and Procedures (Compliance Program) and support the Operations and Compliance Manager in the maintenance of the Compliance Programs.Maintain and update as necessary the Bank’s Suspicious Activities (Fraud, Suspicious Transactions, Other Criminal Activities) Program, including relevant policies and proceduresAssist in development and..



  • Senior Assistant Company Secretary &#8211
    N/A Grow with a company that puts customers first We have an exciting opportunity for a Senior Assistant Company Secretary to join our team based in London. In this role, you will be responsible for the provision of company secretarial support to Santander UK subsidiaries and compliance with the Companies..




Compliance Assistant Jobs Video

  
Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives






Browse Jobs  |   Search Jobs by Industry  |   Our Sites