Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Financial Analyst

example: Norfolk , VA or 23501

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Senior-Level Compliance

The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm\'s code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm\'s audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.

The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.

Search related to:

Compliance Administrator
Compliance Analyst
Compliance Assistant
Compliance Associate
Compliance Auditor
Compliance Director
Compliance Engineer
Compliance Examiner
Compliance Inspector
Compliance Management
Compliance Manager
Compliance Officer
Compliance Vice President

Related Jobs 306 matches

  • Senior Manager, Product Compliance Processes and Systems
    Bentonville, AR
    Senior Manager, Product Compliance Processes and Systems in BENTONVILLE Arkansas 985683BRReq ID:985683BRCompany Summary:What started small, with a single discount store and the simple idea of selling more for less, has grown over the last 50 years into the largest retailer in the world. Today, nearly 260 million customers visit our..



  • Senior Specialist Research Compliance (Quality Assurance Auditor: Pharma Exp. preferred)
    Senior Specialist Research Compliance (Quality Assurance Auditor: Pharma Exp. preferred)','96107','!*!DEPARTMENT: Office of Research Compliance and Regulatory Affairs (ORCRA) SUPERVISOR'S TITLE: Manager-Research Compliance TITLES SUPERVISED: Coordinator-Research Compliance TOTAL NUMBER OF FTEs DIRECTLY SUPERVISED: 0-2 TOTAL NUMBER OF FTEs INDIRECTLY SUPERVISED: 0 PURPOSE OF POSITION: Coordinate & lead institutional research compliance functions..



  • Associate/Senior Associate, Regulatory Risk
    Pittsburgh, PA
    Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive..



  • Senior Associate, Federal Internal Audit Regulatory Compliance
    Harrisburg, PA
    Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive..



  • Regulatory Affairs Specialist, Senior (CDx)
    Tucson, AZ
    'Regulatory Affairs Specialist, Senior (CDx)','3594086241','!*!As a Regulatory Affairs Specialist, senior, you will be responsible for activities which lead to and maintain domestic and international regulatory approval to market devices. In addition, you will be responsible for assessment of device changes for regulatory implications.   ESSENTIAL FUNCTIONS: Assist in activities associated..




Senior Level Compliance Jobs Video

  
Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives






Browse Jobs  |   Search Jobs by Industry  |   Our Sites