Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Marketing Manager

example: Pasadena, CA or 91101

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Compliance Vice President

The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm\'s code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm\'s audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.

The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.

Search related to:

Compliance Administrator
Compliance Analyst
Compliance Assistant
Compliance Associate
Compliance Auditor
Compliance Director
Compliance Engineer
Compliance Examiner
Compliance Inspector
Compliance Management
Compliance Manager
Compliance Officer
Senior-Level Compliance

Related Jobs 32 matches

  • Vice President Financial Crimes Compliance Operations
    Arlington Heights, IL
    Vice President Financial Crimes Compliance Operations','00008W87','!*!The role will manage the day-to-day FCC operations of the Name Screening (NS); AML PEP and Currency Transaction Reporting (CTR) functions across all lines of business.  Responsible to establish management governance in coordination of the Offshore teams to drive service excellence and deliver quality, risk,..



  • Vice President Regulatory Compliance Global Manager - Global Banking and Markets
    New York City, NY
    Vice President Regulatory Compliance Global Manager - Global Banking and Markets','00008X4B','!*!VP Director Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and serve as a key subject matter expert for assigned area(s). They provide compliance support, advice and guidance to the first and..



  • Corporate Compliance - Regulatory Exams Management - Compliance Manager, Vice President
    New York City, NY
    Corporate Compliance - Regulatory Exams Management - Compliance Manager, Vice President','170040457','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction..



  • Global Compliance Practices - AML/OFAC Risk Assessment - Compliance Manager, Vice President
    New York City, NY
    Global Compliance Practices - AML/OFAC Risk Assessment - Compliance Manager, Vice President','170041176','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business..



  • Vice President - Compliance
    Vice President - Compliance','170043794','!*!Company Overview   JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction..




Compliance Vice President Jobs Video

  
Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives






Browse Jobs  |   Search Jobs by Industry  |   Our Sites