Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Business Analyst

example: Chicago, IL or 60601

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Compliance Vice President

The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm\'s code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm\'s audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.

The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.

Search related to:

Compliance Administrator
Compliance Analyst
Compliance Assistant
Compliance Associate
Compliance Auditor
Compliance Director
Compliance Engineer
Compliance Examiner
Compliance Inspector
Compliance Management
Compliance Manager
Compliance Officer
Senior-Level Compliance

Related Jobs 36 matches

  • Assistant Vice President Regulatory Compliance Consumer Disclosure
    Toronto, Ontario, Canada
    Assistant Vice President Regulatory Compliance Consumer Disclosure','00009GWE','!*!Employment Type: Regular   HSBC’s Regulatory Compliance (RC) Consumer Disclosure Compliance Program provides oversight to assess the adequacy and effectiveness of controls within HSBC in regards to consumer disclosures and consumer provisions set out by Financial Consumer Agency of Canada (FCAC). AVP, Consumer Disclosure..



  • Corporate Compliance - Regulatory Compliance Manager - Vice President - New York
    New York City, NY
    Corporate Compliance - Regulatory Compliance Manager - Vice President - New York','170082730','!*!JP Morgan Chase JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing,..



  • Wealth Management - Compliance - Global Financial Crimes Sanctions Compliance Advisory Manager - Vice President
    Wealth Management – Compliance – Global Financial Crimes Sanctions Compliance Advisory Manager - Vice President','170085006','!*!Corporate -GVA Financial Crimes Compliance [GFCC] - Compliance Associate/ VP   About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with $2 trillion in assets and operations..



  • Compliance Practices - Governance & Oversight Project Manager - Vice President
    New York City, NY
    Compliance Practices – Governance & Oversight Project Manager – Vice President','170085387','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction..



  • Compliance Advisory, Fixed Income Vice President
    London, London, United Kingdom
    Compliance Advisory, Fixed Income Vice President','172409','!*! BlackRock is a global leader in investment management, risk management and advisory services for institutional and retail clients. At December 31, 2016, BlackRock’s AUM was $5.1 trillion. BlackRock helps clients around the world meet their goals and overcome challenges with a range of products..




Compliance Vice President Jobs Video

  
Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives






Browse Jobs  |   Search Jobs by Industry  |   Our Sites