Hound finds 'hidden jobs'
   Send a Friend Free Trial
Forgot Your Password?
  How Hound Can Help You
Search Jobs Direct from Employer Career Pages

Need Help? Call us at (800) 680-7231
Keywords Location  Organization

example: Graphic Designer

example: West Kingston, RI or 02892

+ Browse Jobs   + Advanced Search   + Preferences   + Search Tips

Securities Compliance

The securities compliance officer?s role is to ensure the secure operation of the in-house computer systems, servers, and network connections in accordance with our internal processes, procedures, and compliance requirements. The securities compliance officer?s tasks also includes conducting regularly scheduled audits on internal systems and hosting third-party audits as required in order to maintain certifications and compliance certificates. The other responsibility of the securities compliance officer deploys, manages, and maintains security audit systems and their corresponding or associated software. The securities compliance officer develops implements, maintains, and oversees enforcement of internal security policies and procedures. He also plans and implements system security administration and user system access based on industry-standard best practices and compliance requirements.

The job candidate should at least be a hardware engineering graduate, specializing in network security. He should have profound experience in the field.

Search related to:

BSA Compliance
Coding Compliance
Compliance Specialist
Ethics and Compliance
Investment Compliance
Safety Compliance
Security Compliance
SOX Auditor
SOX Compliance
Tax Compliance
Trade Compliance
Vendor Compliance

Related Jobs 3 matches

  • Manager, Compliance Advisory - Capital One Securities, Inc.
    New Orleans, LA
    Manager, Compliance Advisory – Capital One Securities, Inc. in New Orleans Louisiana Place St Charles (37701), United States of America, New Orleans, Louisiana At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to..

  • Manager Regulatory Compliance, Corporate Trust and Securities Services
    New York City, NY
    Manager Regulatory Compliance, Corporate Trust and Securities Services','00009SLU','!*!To provide advice and challenge to Risk Owners, Control Owners and other stakeholders on regulatory requirements as they apply to HSBC’s Securities Services business in the US.  Guide and challenge Risk Owners and Control Owners on management responses relating to Regulatory Compliance risk..

  • Nesbitt Burns Securities Limited Regional Compliance Officer
    Toronto, Ontario, Canada
    Nesbitt Burns Securities Limited Regional Compliance Officer','1700017148','!*!Under the direction of the VP, Director Advisor Managed Products, the NBSL Regional Compliance Officer (“RCO”) will provide compliance support to NBSL designated branches and is responsible for building and maintaining a robust Compliance Structure for NBSL. The NBSL RCO will also act as..

Securities Compliance Jobs Video

Add to Favorites Add to Favorites
Related Jobs Related Jobs
  Video Archives

Browse Jobs  |   Search Jobs by Industry  |   Our Sites